Deposit Compliance Audit

The Service

The goal of a Deposit Compliance Audit is to identify and document known compliance issues with your lending program, in accordance with Federal regulations. Each review is tailored to your individual risk profile, and includes:

  • Expedited Funds Availability Act (Reg CC)
  • Truth in Savings Act (Reg DD)
  • Electronic Funds Transfer Act (Reg E)

At discovery, details of the engagement will be outlined to ensure your needs will be met, time frames are manageable, and reports are delivered promptly. Our report will give the institution an overall rating and show any compliance issues.

We have developed a reporting process that delivers risk-based facts in a universally readable language and format.

The Scope of Work
  • Our Deposit Compliance Audit follows regulatory requirements and best practices.
  • Each engagement will be tailored to meet your unique needs.
  • On-site and remote reviews are available.

Man jumping canyon
Sailor at helm

The 10-D Compliance Difference
  • Our audits are performed by former compliance officers, auditors, and examiners with vast experience of the inner workings of financial institutions AND in-depth compliance knowledge.
  • We provide concise, professional, and easy to read reports delivered promptly.
You would benefit from a 10-D
Deposit Compliance Audit if
  • You require quick turnaround of reports and deliverables.
  • Your budget constraints do not allow for “Big Accounting Firm” prices.
  • Your management values their time and lacks resources to conduct their own audits.

Keep your institution off the evening news.

Contact Us