10-D Compliance

In 2013, 10-D expanded our offerings to help community financial institutions with compliance-related services. Your institutions require a variety of reviews to meet regulatory requirements, which grow more complex every day. Our independent, third-party compliance reviews bring the up-to-date expertise your institution needs to ensure you are ready for your next examination.

Our service expansion over the last five years is primarily due to the addition of some stellar employees with a great deal of expertise. Our team has over eight decades of collective compliance experience, including former regulators and compliance/BSA officers . We know what the examiners expect and understand the inner workings of financial institutions.

Staff Certifications:

(AAP) Accredited ACH Professional
(CAMS) Certified Anti-Money Laundering Specialist
(CBCP) Certified Business Continuity Professional
(CBISO) Certified Banking Information Security Officer
(CCBIA) Certified Community Bank Internal Auditor
(CCBP) Certified Cannabis Banking Professional
(NCP) National Check Professional



Compliance Audit

Compliance Audit

Model Validation



Wire Transfer Audit

Compliance Audits

Compliance Audit

Compliance Audit

“Very pleased with the turnaround time and impressed with the thoroughness of auditing.” — DE $1B Business in Northeast
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  • We provide exceptional work at a fair price.
  • We employ certified, exceptionally-experienced professionals.
  • We do NOT use subcontractors.
  • We are a constant in this highly regulated, ever-changing industry.
  • We stay abreast of laws and regulatory guidelines.
  • YOU worry less about security and compliance and focus more on satisfying your customers.

Keep your institution off the evening news.

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