The Service

Article One of the NACHA Operating Rules & Guidelines requires all participating Depository Financial Institutions, Third-Party Service Providers, and Third-Party Senders to conduct an annual ACH audit in compliance with the provisions of the ACH rules. This audit must be conducted no later than December 31 of each year.

An audit is important for several reasons, most notably:

  • To ensure compliance with the NACHA Rules;
  • To assist in minimizing risk associated with ACH processing;
  • To strengthen the financial institution’s ACH services/program; and
  • To assist in maintaining the quality and integrity of the ACH network.

We offer financial institutions trusted and experienced compliance staff to help reduce the burden on your internal resources.

The Scope of Work
  • Our ACH NACHA Audit follows regulatory requirements and best practices.
  • Each engagement will be tailored to meet your unique needs.
  • On-site and remote audits are available.

Man jumping canyon
Sailor at helm

The 10-D Compliance Difference
  • Our audits are performed by former compliance/BSA officers, auditors, and examiners with vast experience of the inner workings of financial institutions AND in-depth compliance knowledge.
  • We provide concise, professional, and easy to read reports delivered promptly.
You would benefit from a 10-D
ACH NACHA Audit if
  • You require quick turnaround of reports and deliverables.
  • Your budget constraints do not allow for “Big Accounting Firm” prices.
  • Your management values their time and lacks resources to conduct their own audits.

Keep your institution off the evening news.

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