/Tag: ffiec

My Regulator Says I Need a BSA Model Validation


Ensuring that your BSA/AML model is ready for testing and understanding what an appropriate scope should include are essential to getting the most value out of an anticipated model validation. In this session, we will examine common roadblocks to getting the most out of your engagement, put into plain words what the scope of work should encompass, and describe the steps in the validation process.

My Regulator Says I Need a BSA Model Validation2018-09-28T21:00:21+00:00

An IT Audit Survival Guide


Overview Instead of stressing over an impending IT audit, proactively plan and prepare to have a successful review of the bank’s IT and information security environment. In doing so, bankers will be positioned for a good audit outcome, and in a better position to defend against a cyber-attack. This WiBinar will cover common planning and technology gaps and offer actionable steps banks can take to secure their environment, resulting in a positive audit. Learning Objectives: Learn to create a pre-audit planning checklist to aid in planning for a successful and efficient IT audit Review security practices to provide actionable steps [...]

An IT Audit Survival Guide2018-09-19T16:34:52+00:00